-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vk/GGGXUECr4+2lRohi0uNqwlwFxdQncYFVcpnGqXALpi/6mjrtwnAX1q+HUlGHD 85KR04C6ogUnzX4ogdtV6w== 0000897101-04-001130.txt : 20040608 0000897101-04-001130.hdr.sgml : 20040608 20040608163309 ACCESSION NUMBER: 0000897101-04-001130 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040608 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SCANNER TECHNOLOGIES CORP CENTRAL INDEX KEY: 0000217222 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 850169650 STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-18846 FILM NUMBER: 04854104 BUSINESS ADDRESS: STREET 1: 1650 UNIVERSITY NE STE 100 CITY: ALBUQUERQUE STATE: NM ZIP: 87102 BUSINESS PHONE: 5052424561 MAIL ADDRESS: STREET 1: 1650 UNIVERSITY BLVD NE STREET 2: STE 100 CITY: ALBUQUERQUE STATE: NM ZIP: 87102 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST CAPITAL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NEW MEXICO EDUCATORS INVESTMENT CORP DATE OF NAME CHANGE: 19761111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MORK DAVID P CENTRAL INDEX KEY: 0001179235 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 14505 21ST AVENUE N 220 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 BUSINESS PHONE: 7634768271 MAIL ADDRESS: STREET 1: 14505 21ST AVENUE N 220 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 SC 13D 1 scanner-mork042898_13d.txt SCHEDULE 13D (RULE 13D-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(A) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* Scanner Technologies Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 80603Q 10 5 - -------------------------------------------------------------------------------- (CUSIP Number) David P. Mork 14505 21st Avenue N., #220 Minneapolis, MN 55447 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 31, 2004 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. [ ] NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages - ----------------------------- ----------------------------- CUSIP NO. 80603Q 10 5 13D PAGE 2 OF 5 PAGES - ----------------------------- ----------------------------- - ----- ------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) David P. Mork - ----- ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (SEE INSTRUCTIONS) (b) [ ] - ----- ------------------------------------------------------------------------- 3 SEC USE ONLY - ----- ------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) N/A - ----- ------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - ----- ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ---------------------------------------- -------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 576,660 shares (includes 70,310 shares which may be OWNED BY purchased upon exercise of a currently exercisable EACH warrant and 75,000 shares which may be purchased upon REPORTING exercise of an option exercisable in 60 days) PERSON ----- ------------------------------------------------------ WITH 8 SHARED VOTING POWER 0 ----- ------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 576,660 shares (includes 70,310 shares which may be purchased upon exercise of a currently exercisable warrant and 75,000 shares which may be purchased upon exercise of an option exercisable in 60 days) ----- ------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - ----- ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 576,660 shares (includes 70,310 shares which may be purchased upon exercise of a currently exercisable warrant and 75,000 shares which may be purchased upon exercise of an option exercisable in 60 days) - ----- ------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] (SEE INSTRUCTIONS) - ----- ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.5% - ----- ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ----- ------------------------------------------------------------------------- Item 1. Security and Issuer. ------------------- This Schedule 13D relates to Common Stock, $.01 par value, of Scanner Technologies Corporation (the "Issuer"), 14505 21st Avenue N., #220, Minneapolis, Minnesota 55447. Item 2. Identity and Background. ----------------------- (a) Name: David P. Mork ("Reporting Person"). (b) Residence or business address: 14505 21st Avenue N., #220, Minneapolis, MN 55447. (c) Principal occupation: Senior Vice President of Scanner Technologies Corporation, 14505 21st Avenue N., #220, Minneapolis, MN 55447. (d) The reporting person has not, during the last five years, been convicted in a criminal proceeding. (e) During the last five years, the Reporting Person has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) The Reporting Person is a citizen of the United States of America. Item 3. Source and Amount of Funds or Other Consideration. ------------------------------------------------- Not applicable. Item 4. Purpose of Transaction. ---------------------- This Schedule 13D is being filed to report that the Reporting Person's ownership has exceeded 5% of the Issuer's Common Stock based on the fact that, within 60 days of the date of this Schedule 13D, the Reporting Person has the right to acquire 75,000 shares of the Issuer's Common Stock upon exercise of a stock option. The seven-year stock option to purchase 100,000 shares of the Issuer's Common Stock at $1.20 per share was granted by the Issuer to the Reporting Person on January 30, 2004 and becomes exercisable to the extent of 75,000 shares on July 30, 2004 and 25,000 shares on July 30, 2005. The option was granted pursuant to the Issuer's 2004 Equity Incentive Plan. The remaining shares set forth in Item 5 below were acquired on July 31, 2002 pursuant to a merger, which Page 3 of 5 transaction was described in a Schedule 13D dated July 31, 2002; the Reporting Person subsequently filed an amendment to the July 31, 2002 Schedule 13D dated July 1, 2003, reporting that the Reporting Person ceased being the beneficial owner of more than 5% of the Issuer's Common Stock. Item 5. Interest in Securities of the Issuer. ------------------------------------ The reporting person beneficially owns an aggregate of 576,660 shares of Common Stock of the Issuer, representing 5.5% of the outstanding shares of Common Stock of the Issuer. Of such shares, 431,350 are held directly by the reporting person, 70,310 are obtainable upon exercise of a warrant which is currently exercisable and 75,000 shares are obtainable upon exercise of an option which is exercisable within sixty days from the date of this Schedule 13D. The Reporting Person has sole voting and dispositive power over all of the Common Stock and rights to acquire Common Stock currently owned by him. Except as described in Item 4 above, the Reporting Person has not engaged in any transaction during the past 60 days in any securities of the Issuer. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect --------------------------------------------------------------------- to Securities of the Issuer. --------------------------- The Issuer and the reporting person entered into an option agreement dated January 30, 2004, which option agreement is the standard form of agreement between the Issuer and optionees receiving stock options under the 2004 Equity Incentive Plan. Item 7. Material to be Filed as Exhibits. -------------------------------- None. Page 4 of 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: June 8, 2004. /s/ David P. Mork -------------------------------------- David P. Mork Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----